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Detailed Report
SHANE PATRICK HENDREN
Shane Hendren
CRD#: 6236320
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 101 Autumn Hall Drive
Suite 220
Wilmington, NC 28403
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2018 (4 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 10/28/2024
B
New Jersey 6/15/2023
B
California 6/15/2023
B
New York 3/1/2023
B
Colorado 6/15/2023
IA
North Carolina 6/8/2021
B
Florida 6/3/2022
B
North Carolina 6/10/2021
B
Georgia 6/15/2023
B
Ohio 11/6/2023
B
Hawaii 7/23/2024
B
Pennsylvania 6/16/2023
B
Illinois 6/15/2023
B
South Carolina 7/13/2021
B
Maryland 7/31/2023
B
Virginia 6/15/2023
B
Massachusetts 6/15/2023
B
West Virginia 6/15/2023
B
Michigan 12/12/2023
B
Wisconsin 6/15/2023
B
Missouri 4/4/2025
B
Wyoming 6/15/2023
B
Montana 7/31/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
101 Autumn Hall Drive Suite 220, Wilmington, NC 28403
Registered with this firm since 6/8/2021
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
101 Autumn Hall Drive Suite 220, Wilmington, NC 28403
Registered with this firm since 6/8/2021
Previous Registration(s)
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IA
 02/17/2021 - 06/09/2021 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) ATLANTA, GA
B
 02/17/2021 - 06/09/2021 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) WILMINGTON, NC
IA
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 10/25/2013 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) WILMINGTON, NC
B
 09/18/2013 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) WILMINGTON, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.