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Detailed Report
Margaret M Simmons
MARGARET M KENNEY, Margaret MARY Simmons, Peggy Simmons
CRD#: 6236072
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1200 Lenox Drive
Suite 300
Lawrenceville, NJ 08648
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2016 (2 years)2 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2020 (2 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 4/12/2023
IA
New Jersey 4/5/2023
B
California 4/12/2023
B
New York 4/5/2023
B
Colorado 4/12/2023
IA
New York 4/5/2023
B
Connecticut 4/12/2023
B
North Carolina 4/12/2023
B
Delaware 4/12/2023
B
Ohio 4/13/2023
B
District of Columbia 4/12/2023
B
Oregon 9/30/2024
B
Florida 4/12/2023
B
Pennsylvania 4/12/2023
B
Georgia 4/12/2023
B
Puerto Rico 4/12/2023
B
Illinois 4/12/2023
B
Rhode Island 4/12/2023
B
Indiana 4/12/2023
B
South Dakota 4/12/2023
B
Iowa 4/12/2023
B
Tennessee 4/12/2023
B
Kansas 4/12/2023
B
Texas 4/12/2023
B
Maine 4/12/2023
IA
Texas 4/13/2023
B
Maryland 4/12/2023
B
Utah 4/12/2023
B
Massachusetts 4/12/2023
B
Vermont 4/12/2023
B
Michigan 4/12/2023
B
Virginia 4/12/2023
B
Missouri 4/12/2023
B
Washington 4/12/2023
B
Nevada 4/12/2023
B
Wyoming 4/12/2023
B
New Jersey 4/5/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648
Registered with this firm since 4/5/2023
B
MORGAN STANLEY (CRD#:149777)
1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648
Registered with this firm since 2/17/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/25/2017 - 01/29/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) MADISON, NJ
B
 03/25/2017 - 01/29/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) MADISON, NJ
IA
 03/02/2017 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) MORRISTOWN, NJ
B
 03/02/2017 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) MORRISTOWN, NJ
IA
 10/04/2016 - 02/13/2017 MADISON AVENUE SECURITIES, LLC (CRD#:23224) BAYONNE, NJ
B
 10/03/2016 - 02/13/2017 MADISON AVENUE SECURITIES, LLC (CRD#:23224) BAYONNE, NJ
IA
 02/10/2016 - 09/28/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) ISELIN, NJ
B
 02/08/2016 - 09/28/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) ISELIN, NJ
B
 02/21/2014 - 02/26/2016 SECURITIES AMERICA, INC. (CRD#:10205) MADISON, NJ
IA
 11/12/2014 - 02/05/2016 JM EGAN WEALTH ADVISORS, LLC (CRD#:121134) MADISON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.