• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ANTHONY JOSEPH CHARLES
ANTHONY J CHARLES, ANTHONY CHARLES
CRD#: 6235006
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3554 S. SHERWOOD FOREST BOULEVARD
BATON ROUGE, LA 70816
Registration History
2014201520162017201820192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - Present (9 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2014 - 2015 (<1 year)
License(s)

State Registrations

B
Arkansas 5/22/2024

B
New York 8/14/2024

B
California 5/12/2015

B
Oklahoma 9/2/2024

B
Connecticut 9/17/2024

B
South Carolina 8/9/2024

B
Florida 5/22/2024

B
Tennessee 8/9/2024

B
Louisiana 5/12/2015

B
Texas 5/22/2024

IA
Louisiana 4/13/2023

IA
Texas 6/5/2024

B
Massachusetts 8/15/2024

B
Utah 8/9/2024

B
Michigan 12/17/2024

B
Wisconsin 8/9/2024

B
Mississippi 5/22/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3554 S. SHERWOOD FOREST BOULEVARD, BATON ROUGE, LA 70816
5900 AIRLINE HIGHWAY, BATON ROUGE, LA 70805
Registered with this firm since 4/13/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3554 S. SHERWOOD FOREST BOULEVARD, BATON ROUGE, LA 70816
5900 AIRLINE HIGHWAY, BATON ROUGE, LA 70805
Registered with this firm since 5/12/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/17/2014 - 04/29/2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) BATON ROUGE, LA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.