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WARREN MCGUIRE
CRD#: 6234902
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 500 WEST MADISON STREET
SUITE 2700
CHICAGO, IL 60661
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 500 WEST MADISON STREET
SUITE 3200
CHICAGO, IL 60661
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BAXA ADVISORS, LLC (CRD# 6627)2013 - 2018 (5 years)IAAXA ADVISORS, LLC (CRD# 6627)2014 - 2018 (4 years)
License(s)

State Registrations

B
California 12/12/2018

B
Indiana 7/16/2021

B
Colorado 1/4/2024

B
Kansas 12/12/2018

B
Connecticut 12/12/2018

B
Michigan 6/4/2024

B
District of Columbia 7/5/2019

B
New Jersey 2/12/2019

B
Georgia 12/12/2018

B
New York 12/12/2018

B
Illinois 12/12/2018

B
North Carolina 4/19/2024

IA
Illinois 12/12/2018

B
Pennsylvania 12/12/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
500 WEST MADISON STREET SUITE 2700, CHICAGO, IL 60661
Registered with this firm since 12/12/2018

B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
500 WEST MADISON STREET SUITE 3200, CHICAGO, IL 60661
Registered with this firm since 12/12/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/07/2014 - 12/11/2018 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
08/13/2013 - 12/11/2018 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.