Individual Firm
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FELIZ TOVAR
FELIZ R TOVAR, Feliz Regino Tovar
CRD#: 6233161
IA
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WELLS FARGO ADVISORSCRD#: 19616 ONE NORTH JEFFERSON AVENUE
MAIL CODE: H0004-05E
ST. LOUIS, MO 63103-2205
MAIL CODE: H0004-05E
ST. LOUIS, MO 63103-2205
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9/25/2020
Financial
Final
State Registrations
IA
Missouri 8/24/2021
SRO Registrations
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Registered with this firm since 8/24/2021
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Registered with this firm since 9/22/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/23/2019 - 09/03/2019 | Maplewood, MO | |
B | 01/30/2018 - 02/06/2019 | SAINT LOUIS, MO | |
IA | 06/21/2017 - 12/18/2017 | CREVE COEUR, MO | |
B | 01/12/2017 - 12/18/2017 | CREVE COEUR, MO | |
B | 03/11/2016 - 01/06/2017 | CHESTERFIELD, MO | |
B | 06/09/2014 - 01/28/2016 | SAINT LOUIS, MO | |
B | 11/13/2013 - 02/10/2014 | ST. LOUIS, MO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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