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Detailed Report
ADAM LEE RAINEY
CRD#: 6232758
IA
Investment Adviser
B
Broker
STRATEGIC ASSET MANAGEMENT LLC.CRD#: 306384 2434 SUPERIOR DRIVE NW
SUITE 101
ROCHESTER, MN 55901
PEAK BROKERAGE SERVICES, LLCCRD#: 157045 2434 Superior Dr NW
Suite 101
Rochester, MN 55901
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2014 (<1 year)IASTRATEGIC ASSET MANAGEMENT LLC. (CRD# 306384)2024 - Present (1 year)IASTAR CAPITAL INC. (CRD# 171057)2016 - Present (8 years)BPEAK BROKERAGE SERVICES, LLC (CRD# 157045)2015 - Present (9 years)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2014 - 2015 (<1 year)IANEXT FINANCIAL GROUP, INC. (CRD# 46214)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Iowa 9/9/2016
IA
Minnesota 10/11/2016
B
Minnesota 10/8/2015
B
Wisconsin 9/9/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATEGIC ASSET MANAGEMENT LLC. (CRD#:306384)
2434 SUPERIOR DRIVE NW SUITE 101, ROCHESTER, MN 55901
Registered with this firm since 3/26/2024
IA
STAR CAPITAL INC. (CRD#:171057)
2434 Superior Dr. NW Suite 101, Rochester, MN 55901
Registered with this firm since 10/11/2016
B
PEAK BROKERAGE SERVICES, LLC (CRD#:157045)
2434 Superior Dr NW Suite 101, Rochester, MN 55901
7900 Xerses Ave South Suite 515, Minneapolis, MN 55431
Registered with this firm since 10/8/2015
Previous Registration(s)
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IA
 03/09/2015 - 10/08/2015 NEXT FINANCIAL GROUP, INC. (CRD#:46214) ROCHESTER, MN
B
 11/14/2014 - 10/08/2015 NEXT FINANCIAL GROUP, INC. (CRD#:46214) ROCHESTER, MN
B
 05/23/2014 - 11/26/2014 LPL FINANCIAL LLC (CRD#:6413) ROCHESTER, MN
B
 06/12/2014 - 11/14/2014 WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (CRD#:130139) PLYMOUTH, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.