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Robert Miles Evans
ROBERT MILES EVANS
CRD#: 6232702
IA
B
EDWARD JONESCRD#: 250 1501 S Mopac Expy #310
Austin, TX 78746-7541
Austin, TX 78746-7541
0
Disclosures
11
Years of Experience
View By:
State Registrations
B
Alabama 10/23/2023
B
Tennessee 9/15/2022
B
Rhode Island 7/28/2022
B
Texas 5/28/2021
B
South Carolina 3/8/2022
IA
Texas 5/28/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/28/2021
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Registered with this firm since 5/28/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/18/2016 - 05/28/2021 | Austin, TX | |
B | 02/16/2016 - 05/28/2021 | AUSTIN, TX | |
IA | 11/11/2013 - 02/02/2016 | AUSTIN, TX | |
B | 09/17/2013 - 02/02/2016 | AUSTIN, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.