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Detailed Report
JASON ALLEN STEIN
CRD#: 6232434
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Investment Adviser
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Previous Broker
BLUEPOINT WEALTH ADVISORSCRD#: 315850 HUNTINGTON BEACH, CA
Registration History
20132014201520162017201820192020202120222023202420252026IABLUEPOINT WEALTH ADVISORS (CRD# 315850)2021 - Present (3 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2013 - 2019 (5 years)IAEP WEALTH ADVISORS (CRD# 111147)2019 - 2021 (2 years)IAVANGUARD ADVISERS INC (CRD# 106715)2017 - 2019 (1 year)
License(s)

State Registrations

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California 10/7/2021
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Texas 10/19/2022
Current Registration(s)
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BLUEPOINT WEALTH ADVISORS (CRD#:315850)
HUNTINGTON BEACH, CA
Registered with this firm since 10/7/2021
Previous Registration(s)
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 01/08/2019 - 07/08/2021 EP WEALTH ADVISORS (CRD#:111147) Irvine, CA
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 09/15/2017 - 01/17/2019 VANGUARD ADVISERS INC (CRD#:106715) SCOTTSDALE, AZ
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 08/30/2013 - 01/17/2019 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.