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Steven DeCarlo
STEVEN A DECARLO
CRD#: 6231940
IA
B
MORGAN STANLEYCRD#: 149777 500 DuPont Field Blvd.
Suite 300
Greenville, DE 19807
Suite 300
Greenville, DE 19807
0
Disclosures
9
Years of Experience
View By:
State Registrations
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Alabama 12/1/2017
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Nebraska 12/3/2020
B
Arizona 7/27/2017
B
Nevada 8/3/2017
B
Arkansas 11/24/2020
B
New Hampshire 4/20/2018
B
California 7/25/2017
B
New Jersey 8/4/2017
B
Colorado 8/17/2017
B
New Mexico 6/21/2019
B
Connecticut 7/26/2017
B
New York 7/27/2017
B
Delaware 7/27/2017
B
North Carolina 7/26/2017
IA
Delaware 1/28/2022
B
Ohio 7/25/2017
B
District of Columbia 7/26/2017
B
Oregon 4/9/2018
B
Florida 7/26/2017
B
Pennsylvania 7/26/2017
B
Georgia 8/15/2017
IA
Pennsylvania 7/26/2017
B
Idaho 5/11/2023
B
Puerto Rico 12/4/2020
B
Illinois 11/2/2017
B
Rhode Island 11/30/2017
B
Indiana 4/2/2018
B
South Carolina 11/2/2017
B
Kansas 3/29/2018
B
South Dakota 12/16/2019
B
Kentucky 12/20/2017
B
Tennessee 3/29/2018
B
Louisiana 10/4/2019
B
Texas 11/3/2017
B
Maine 12/1/2017
IA
Texas 4/2/2020
B
Maryland 7/25/2017
B
Utah 7/25/2017
B
Massachusetts 8/17/2017
B
Vermont 12/1/2017
B
Michigan 7/27/2017
B
Virginia 7/27/2017
B
Minnesota 7/28/2017
B
Washington 12/22/2017
B
Mississippi 10/7/2019
B
West Virginia 11/3/2017
B
Missouri 8/23/2017
B
Wisconsin 11/30/2020
B
Montana 11/3/2017
B
Wyoming 11/29/2017
SRO Registrations
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B
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IA
Registered with this firm since 7/26/2017
B
Registered with this firm since 7/25/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/30/2014 - 08/01/2016 | PENNINGTON, NJ | |
B | 05/03/2014 - 08/01/2016 | PENNINGTON, NJ |
PENNINGTON, NJ
09/30/2014 - 08/01/2016
PENNINGTON, NJ
05/03/2014 - 08/01/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.