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Andrew D Casertano
ANDREW D CASERTANO, DREW D CASERTANO, DREW CASERTANO, Andrew Casertano
CRD#: 6231737
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 600 WASHINGTON AVE
STE 307
TOWSON, MD 21204
STE 307
TOWSON, MD 21204
CETERA ADVISOR NETWORKS LLCCRD#: 13572 600 Washington Avenue
Suite 307
Towson, MD 21204
Suite 307
Towson, MD 21204
0
Disclosures
7
Years of Experience
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State Registrations
B
Delaware 8/14/2024
IA
Maryland 8/10/2023
IA
Delaware 8/19/2024
B
Oklahoma 8/10/2023
B
Maryland 8/10/2023
B
Virginia 8/10/2023
SRO Registrations
B
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B
Registered with this firm since 8/10/2023
IA
Registered with this firm since 8/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/05/2021 - 08/10/2023 | Towson, MD | |
B | 09/28/2021 - 08/10/2023 | Towson, MD | |
B | 08/28/2019 - 11/04/2020 | BETHESDA, MD | |
B | 01/29/2016 - 03/24/2017 | GAITHERSBURG, MD | |
B | 01/08/2015 - 12/31/2015 | GAITHERSBURG, MD | |
B | 09/24/2014 - 12/31/2014 | GAITHERSBURG, MD | |
B | 10/10/2013 - 03/14/2014 | GAITHERSBURG, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.