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Detailed Report
TIMOTHY JAMES FLAHERTY
TIM FLAHERTY
CRD#: 6229406
IA
Investment Adviser
B
Broker
PMA ASSET MANAGEMENT, LLCCRD#: 301973 2135 CityGate Lane
7th Floor
Naperville, IL 60563
PMA SECURITIES, LLCCRD#: 30397 2135 CITYGATE LANE
7TH FLOOR
NAPERVILLE, IL 60563
Registration History
2014201520162017201820192020202120222023202420252026IAPMA ASSET MANAGEMENT, LLC (CRD# 301973)2019 - Present (5 years)BPMA SECURITIES, LLC (CRD# 30397)2014 - Present (10 years)IAPRUDENT MAN ADVISORS, INC. (CRD# 110022)2016 - 2019 (3 years)
License(s)

State Registrations

B
Illinois 9/11/2014
IA
Illinois 5/29/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PMA ASSET MANAGEMENT, LLC (CRD#:301973)
2135 CityGate Lane 7th Floor, Naperville, IL 60563
Registered with this firm since 5/29/2019
B
PMA SECURITIES, LLC (CRD#:30397)
2135 CITYGATE LANE 7TH FLOOR, NAPERVILLE, IL 60563
Registered with this firm since 6/27/2014
Previous Registration(s)
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IA
 01/14/2016 - 05/29/2019 PRUDENT MAN ADVISORS, INC. (CRD#:110022) NAPERVILLE, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.