Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Henry J Rossi
HENRY J ROSSI, HENRY JOE ROSSI, HENRY JOSEPH ROSSI
CRD#: 6229310
IA
B
W&S BROKERAGE SERVICES, INC.CRD#: 8099 909 WRIGHT'S SUMMIT PKWY
SUITE 100
FORT WRIGHT, KY 41017
SUITE 100
FORT WRIGHT, KY 41017
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
California 4/7/2023
B
Missouri 9/8/2021
B
Colorado 6/18/2021
B
Nevada 4/15/2022
B
Florida 2/13/2020
IA
Nevada 2/23/2024
B
Georgia 5/4/2021
B
North Carolina 5/4/2022
B
Indiana 2/13/2020
B
Ohio 4/4/2019
IA
Indiana 3/13/2023
IA
Ohio 10/7/2019
B
Kentucky 2/11/2020
B
South Carolina 7/15/2021
IA
Kentucky 9/15/2022
B
Tennessee 3/1/2024
B
Michigan 1/11/2024
B
Washington 8/15/2022
B
Minnesota 8/16/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/7/2019
B
Registered with this firm since 4/4/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/04/2016 - 10/11/2017 | WEST CHESTER, OH | |
B | 02/13/2014 - 12/31/2014 | HAMILTON, OH |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.