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WAS FORCED DUE TO FINANCIAL CIRCUMSTANCES TO MOVE INTO UNFIT LIVING QUARTERS WITH THEN 4YR OLD SON WHILE SAVING TO MOVE INTO NEW HOME.POLICE WERE CALLED TO APPRTMNT COMPLEX ON UNREALATED MATTER FOUND 2 BEDROMM HOUSEHOLD SHOVED INTO STUDIO APT CHILD PROTECTIVE SERVICES FILED CHARGES DUE TO CHILD'S LIVING AREA NOT AVAILABLE WITH SEPERATE BED.COMPLETED ALL REQUIREMENTS FOR PROBATION, EXCEPT FINE PAYOFF. COMPLETED PAYOFF AS SOON AS I WAS MADE AWARE STILL OUTSTANDING.
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.