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Detailed Report
GEORGE WALTER STANLEY
Walter Stanley
CRD#: 6228399
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1 MAIN STREET
6TH FLOOR
EVANSVILLE, IN 47708
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 4/4/2023
B
Massachusetts 11/26/2014
B
Alaska 6/25/2019
B
Michigan 11/26/2014
B
Arizona 12/9/2020
B
Mississippi 11/26/2014
B
California 11/26/2014
B
Missouri 11/26/2014
B
Colorado 11/26/2014
B
Montana 3/14/2018
B
Connecticut 1/27/2025
B
Nevada 1/2/2015
B
Delaware 11/8/2016
B
New York 11/26/2014
B
Florida 11/26/2014
B
North Carolina 12/1/2014
B
Georgia 11/26/2014
B
Ohio 11/26/2014
B
Hawaii 12/20/2016
B
Oklahoma 2/17/2017
B
Idaho 7/11/2018
B
Oregon 11/26/2014
B
Illinois 11/26/2014
B
South Carolina 11/26/2014
B
Indiana 10/1/2013
B
Tennessee 11/26/2014
IA
Indiana 10/1/2013
B
Texas 11/26/2014
B
Iowa 6/24/2024
IA
Texas 2/20/2020
B
Kansas 10/5/2023
B
Utah 11/26/2014
B
Kentucky 11/26/2014
B
Virginia 11/26/2014
B
Louisiana 11/26/2014
B
Washington 11/26/2014
B
Maine 11/9/2020
B
Wisconsin 6/6/2023
B
Maryland 11/26/2014
B
Wyoming 6/6/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1 MAIN STREET 6TH FLOOR, EVANSVILLE, IN 47708
Registered with this firm since 10/1/2013
B
MORGAN STANLEY (CRD#:149777)
1 MAIN STREET 6TH FLOOR, EVANSVILLE, IN 47708
Registered with this firm since 9/3/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.