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JOSEPH LEONARDO DAVIS JR
JOSEPH L DAVIS JR
CRD#: 62280
IA
B
LPL FINANCIAL LLCCRD#: 6413 7059 BLAIR RD N.W.
SUITE 204
WASHINGTON, DC 20012
SUITE 204
WASHINGTON, DC 20012
0
Disclosures
52
Years of Experience
View By:
State Registrations
B
California 3/6/2025
IA
Maryland 3/6/2025
B
District of Columbia 3/6/2025
B
Ohio 3/6/2025
IA
District of Columbia 3/6/2025
B
South Carolina 3/6/2025
B
Florida 1/29/2020
IA
South Carolina 3/6/2025
B
Georgia 3/6/2025
B
Virginia 3/6/2025
IA
Georgia 3/6/2025
IA
Virginia 3/6/2025
B
Maryland 3/6/2025
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 3/6/2025
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Registered with this firm since 3/6/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/06/2020 - 03/06/2025 | WASHINGTON, DC | |
B | 01/29/2020 - 03/06/2025 | WASHINGTON, DC | |
IA | 01/01/2002 - 01/31/2020 | Washington, DC | |
B | 11/01/1994 - 01/31/2020 | Washington, DC | |
B | 07/26/1989 - 11/01/1994 | ATLANTA, GA | |
B | 08/03/1984 - 07/17/1989 | ATLANTA, GA | |
B | 06/07/1972 - 08/03/1984 | ||
B | 03/14/1974 - 10/11/1978 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.