Individual Firm
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DAVID Doron MEHLER
DAVID D MEHLER, DAVID DORON MEHLER, David Mehler
CRD#: 6227827
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BROOKSTONE WEALTH ADVISORS, LLCCRD#: 137658 Greensboro, NC
View By:
1/25/2023
Regulatory
Final
12/20/2012
Criminal
Final Disposition
State Registrations
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North Carolina 6/23/2023
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Registered with this firm since 6/23/2023
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Registered with this firm since 6/23/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/21/2022 - 02/24/2023 | Greensboro, NC | |
IA | 09/21/2022 - 10/19/2022 | Greensboro, NC | |
IA | 03/25/2017 - 06/29/2018 | Greensboro, NC | |
B | 03/25/2017 - 06/29/2018 | Greensboro, NC | |
IA | 03/01/2017 - 03/25/2017 | WINSTON-SALEM, NC | |
B | 03/02/2017 - 03/25/2017 | WINSTON-SALEM, NC | |
IA | 07/20/2015 - 03/24/2017 | Greensboro, NC | |
B | 07/10/2015 - 03/24/2017 | Greensboro, NC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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