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Detailed Report
DAVID H WATSON
DAVID HUGH WATSON
CRD#: 6227058
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 12110 Sunset Hills Road
Suite 340
RESTON, VA 20190
Registration History
20062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2016 - Present (9 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2015 - Present (9 years)
Disclosure(s)
View By:
4/5/2006
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 2/2/2024
B
New Jersey 3/20/2018
IA
Arizona 2/7/2024
IA
New Jersey 4/2/2018
B
California 7/17/2019
B
New York 5/29/2020
IA
California 7/29/2019
IA
New York 4/25/2023
B
Colorado 11/7/2018
B
North Carolina 4/15/2019
IA
Colorado 11/7/2018
IA
North Carolina 6/26/2019
B
Delaware 3/31/2020
B
Pennsylvania 2/27/2018
IA
Delaware 3/31/2020
IA
Pennsylvania 3/1/2018
B
District of Columbia 11/30/2016
B
Rhode Island 1/13/2025
IA
District of Columbia 12/5/2016
B
South Carolina 1/24/2022
B
Florida 6/1/2020
IA
South Carolina 7/6/2022
IA
Florida 7/16/2020
B
Tennessee 5/18/2022
B
Indiana 1/14/2025
B
Texas 1/19/2022
B
Maine 4/19/2023
IA
Texas 9/20/2024
IA
Maine 4/19/2023
B
Utah 1/14/2022
B
Maryland 3/17/2016
B
Virginia 1/19/2016
IA
Maryland 3/18/2016
IA
Virginia 1/20/2016
B
Michigan 1/18/2017
B
West Virginia 10/19/2021
IA
Michigan 1/18/2017
IA
West Virginia 10/29/2021
B
Montana 4/27/2021
B
Wyoming 1/7/2020
IA
Montana 4/27/2021
IA
Wyoming 4/25/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
12110 Sunset Hills Road Suite 340, RESTON, VA 20190
Registered with this firm since 1/20/2016
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
12110 Sunset Hills Road Suite 340, RESTON, VA 20190
Registered with this firm since 9/24/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.