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JOHN TIMOTHY DUNAHOO
CRD#: 6227023
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 6100 Tower Circle
Suite 100
Franklin, TN 37067
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 9/9/2014

B
Michigan 8/2/2017

B
Arizona 2/3/2017

B
Mississippi 9/9/2014

B
Arkansas 2/3/2017

B
New Jersey 2/6/2019

B
California 9/9/2014

B
New York 9/9/2014

B
Colorado 2/6/2019

B
North Carolina 8/2/2017

B
Connecticut 8/16/2024

B
Ohio 8/2/2017

B
Delaware 8/21/2020

B
Oregon 8/2/2017

B
Florida 2/3/2017

B
Pennsylvania 2/6/2019

B
Georgia 9/9/2014

B
South Carolina 2/6/2019

B
Illinois 1/18/2024

B
Tennessee 7/29/2014

B
Kansas 2/6/2019

IA
Tennessee 7/29/2014

B
Kentucky 9/9/2014

B
Texas 9/9/2014

B
Louisiana 2/3/2017

B
Virginia 8/2/2017

B
Massachusetts 2/6/2019

B
Washington 8/2/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6100 Tower Circle Suite 100, Franklin, TN 37067
Registered with this firm since 7/29/2014

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6100 Tower Circle Suite 100, Franklin, TN 37067
Registered with this firm since 4/1/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.