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THOMAS MICHAEL SENSENEY JR
THOMAS MICHAEL SENSENEY
CRD#: 6226572
IA
B
FOUNDERS FINANCIAL SECURITIES, LLCCRD#: 137945 7360 Guildford Drive Suite 200B
Frederick, MD 21704
Frederick, MD 21704
0
Disclosures
11
Years of Experience
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State Registrations
B
Alabama 1/25/2023
B
Pennsylvania 11/14/2016
B
Arizona 1/25/2023
IA
Pennsylvania 2/3/2022
B
Florida 1/25/2023
B
South Carolina 10/23/2024
B
Maine 1/25/2023
B
Virginia 1/25/2023
B
Maryland 11/14/2016
B
West Virginia 1/25/2023
IA
Maryland 1/25/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/14/2016
B
Registered with this firm since 11/14/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/16/2015 - 11/18/2016 | HUNT VALLEY, MD | |
B | 02/18/2014 - 11/18/2016 | HUNT VALLEY, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.