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Detailed Report
TIRA LEE CLEMENT
TIRA BONDURANT, TARA L HOWANIEC, TIRA LEE HOWANIEC, TIRA PHEIFER, TIRA STANLEY…
CRD#: 6226285
IA
Investment Adviser
B
Broker
ESI FINANCIAL ADVISORSCRD#: 265 11039 BROADWAY
SUITE C
CROWN POINT, IN 46307
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BMIDWESTERN SECURITIES TRADING ... (CRD# 101080)2020 - 2023 (2 years)BMWA FINANCIAL SERVICES INC. (CRD# 112630)2013 - 2019 (5 years)IAMIDWESTERN SECURITIES TRADING ... (CRD# 101080)2021 - 2023 (2 years)
License(s)

State Registrations

B
Colorado 2/3/2025
B
Indiana 10/9/2023
B
Florida 1/29/2024
IA
Indiana 10/9/2023
B
Illinois 11/2/2023
B
Michigan 9/23/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ESI FINANCIAL ADVISORS (CRD#:265)
11039 BROADWAY SUITE C, CROWN POINT, IN 46307
Registered with this firm since 10/9/2023
B
EQUITY SERVICES, INC. (CRD#:265)
11039 BROADWAY SUITE C, CROWN POINT, IN 46307
Registered with this firm since 10/9/2023
Previous Registration(s)
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IA
 05/25/2021 - 09/15/2023 MIDWESTERN SECURITIES TRADING CO.,LLC (CRD#:101080) ST JOHN, IN
B
 12/01/2020 - 09/15/2023 MIDWESTERN SECURITIES TRADING COMPANY, LLC (CRD#:101080) ST JOHN, IN
B
 10/03/2013 - 08/07/2019 MWA FINANCIAL SERVICES INC. (CRD#:112630) Bourbonnais, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.