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ALBANA DROBONIKU
CRD#: 6225841
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1501 K STREET NORTH WEST
11TH FLOOR
WASHINGTON, DC 20005
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (<1 year)2 FIRMS2015 - 2022 (7 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 7/8/2022

B
Massachusetts 9/6/2022

B
California 6/24/2022

B
New Jersey 7/15/2022

IA
California 6/24/2022

B
New York 6/24/2022

B
Colorado 7/8/2022

IA
New York 7/21/2022

B
Connecticut 7/6/2022

B
North Carolina 7/15/2022

B
District of Columbia 6/24/2022

B
Texas 6/24/2022

IA
District of Columbia 7/19/2022

IA
Texas 6/24/2022

B
Florida 6/24/2022

B
Virginia 6/24/2022

IA
Florida 7/18/2022

B
Washington 6/24/2022

B
Maryland 6/24/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1501 K STREET NORTH WEST 11TH FLOOR, WASHINGTON, DC 20005
Washington, DC
Registered with this firm since 6/24/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1501 K STREET NORTH WEST 11TH FLOOR, WASHINGTON, DC 20005
Washington, DC
Registered with this firm since 6/24/2022

Previous Registration(s)
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IA
01/28/2015 - 06/28/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WASHINGTON, DC
B
01/26/2015 - 06/28/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WASHINGTON, DC
IA
09/11/2014 - 01/07/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) WASHINGTON, DC
B
06/23/2014 - 01/07/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) WASHINGTON, DC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.