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Detailed Report
MARKO ZIVIC
CRD#: 6225815
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 2888 LOKER AVE EAST
SUITE 219
CARLSBAD, CA 92010
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)BALTEGRIS INVESTMENTS, LLC (CRD# 8258)2013 - 2015 (1 year)
License(s)

State Registrations

B
Arizona 1/29/2021
B
New Jersey 2/13/2018
IA
Arizona 2/11/2021
IA
New Jersey 6/11/2020
B
California 9/26/2016
B
New Mexico 3/23/2023
IA
California 10/5/2016
IA
New Mexico 3/23/2023
B
Colorado 3/23/2023
B
New York 2/24/2021
IA
Colorado 3/23/2023
IA
New York 2/25/2021
B
Connecticut 3/23/2023
B
North Carolina 3/23/2023
IA
Connecticut 3/23/2023
IA
North Carolina 3/27/2023
B
District of Columbia 12/15/2021
B
Ohio 8/7/2024
IA
District of Columbia 1/7/2022
IA
Ohio 8/7/2024
B
Florida 10/15/2020
B
Oklahoma 3/11/2022
IA
Florida 10/16/2020
IA
Oklahoma 3/14/2022
B
Georgia 3/23/2023
B
Oregon 1/30/2023
IA
Georgia 3/27/2023
IA
Oregon 1/31/2023
B
Hawaii 3/23/2023
B
Pennsylvania 6/23/2022
IA
Hawaii 5/3/2023
IA
Pennsylvania 6/23/2022
B
Idaho 3/23/2023
B
South Carolina 3/23/2023
IA
Idaho 3/23/2023
IA
South Carolina 3/27/2023
B
Illinois 3/23/2023
B
South Dakota 4/26/2024
IA
Illinois 3/23/2023
IA
South Dakota 4/29/2024
B
Maryland 9/3/2024
B
Tennessee 2/10/2021
IA
Maryland 9/3/2024
B
Texas 12/14/2020
B
Massachusetts 8/4/2022
IA
Texas 12/14/2020
IA
Massachusetts 9/13/2022
B
Utah 10/14/2020
B
Michigan 3/23/2023
IA
Utah 10/14/2020
IA
Michigan 3/28/2023
B
Vermont 3/23/2023
B
Missouri 3/23/2023
IA
Vermont 3/23/2023
IA
Missouri 3/23/2023
B
Virginia 3/23/2023
B
Montana 3/23/2023
IA
Virginia 3/23/2023
IA
Montana 3/23/2023
B
Washington 3/23/2023
B
Nebraska 3/30/2023
IA
Washington 3/23/2023
IA
Nebraska 3/30/2023
B
West Virginia 3/23/2023
B
Nevada 5/25/2021
IA
West Virginia 3/24/2023
IA
Nevada 6/3/2021
B
Wyoming 8/29/2024
B
New Hampshire 3/23/2023
IA
Wyoming 9/3/2024
IA
New Hampshire 3/23/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
2888 LOKER AVE EAST SUITE 219, CARLSBAD, CA 92010
Registered with this firm since 10/5/2016
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
2888 LOKER AVE EAST SUITE 219, CARLSBAD, CA 92010
Registered with this firm since 7/21/2016
Previous Registration(s)
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B
 09/26/2013 - 07/30/2015 ALTEGRIS INVESTMENTS, LLC (CRD#:8258) LA JOLLA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.