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NICHOLAS TAITE FRASER
CRD#: 6223678
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 550 S TRYON ST 44TH & 45TH FLS
CHARLOTTE, NC 28202
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alaska 6/19/2014

B
Minnesota 7/17/2018

B
California 6/19/2014

B
Missouri 9/23/2020

B
Colorado 5/17/2018

B
New York 2/6/2020

B
Connecticut 6/18/2021

IA
North Carolina 4/18/2014

B
Florida 7/17/2018

B
North Carolina 4/21/2014

B
Georgia 7/17/2018

B
Ohio 7/18/2018

B
Idaho 7/17/2018

B
South Carolina 6/19/2014

B
Indiana 7/17/2018

B
Texas 10/30/2020

B
Kentucky 7/17/2018

IA
Texas 10/30/2020

B
Maine 10/1/2024

B
Utah 10/30/2020

B
Maryland 7/17/2018

B
Virginia 10/21/2014

B
Massachusetts 1/17/2024

B
Washington 8/5/2024

B
Michigan 12/10/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
550 S TRYON ST 44TH & 45TH FLS, CHARLOTTE, NC 28202
Charlotte, NC
Registered with this firm since 4/18/2014

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
550 S TRYON ST 44TH & 45TH FLS, CHARLOTTE, NC 28202
Charlotte, NC
Registered with this firm since 2/4/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.