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JASON ROBERT STEELE
CRD#: 6222548
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 17000 KERCHEVAL AVE
GROSSE POINTE, MI 48230
Registration History
2014201520162017201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - Present (9 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2014 - 2015 (1 year)
Disclosure(s)
View By:
3/14/2020
Customer Dispute
Denied
5/1/2015
Financial
Final
License(s)

State Registrations

B
Alabama 3/14/2024

B
Mississippi 5/12/2021

B
Arizona 5/18/2021

B
Nevada 10/3/2019

B
California 5/31/2019

B
New Jersey 5/11/2021

B
Colorado 1/10/2024

B
New York 5/11/2021

B
Florida 6/2/2016

B
North Carolina 5/11/2021

B
Georgia 5/11/2021

B
Ohio 6/2/2016

B
Hawaii 1/18/2024

B
Oregon 1/10/2024

B
Illinois 5/17/2021

B
Pennsylvania 5/11/2021

B
Indiana 5/24/2021

B
Puerto Rico 1/18/2024

B
Iowa 5/10/2021

B
South Carolina 3/8/2021

B
Louisiana 1/9/2024

B
Tennessee 4/22/2020

B
Maine 1/9/2024

B
Texas 6/10/2016

B
Maryland 5/11/2021

IA
Texas 6/10/2016

B
Massachusetts 2/5/2024

B
Virginia 5/12/2021

B
Michigan 4/11/2016

B
Washington 5/12/2021

IA
Michigan 4/11/2016

B
Wisconsin 1/18/2022

B
Minnesota 5/11/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17000 KERCHEVAL AVE, GROSSE POINTE, MI 48230
Registered with this firm since 4/11/2016

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17000 KERCHEVAL AVE, GROSSE POINTE, MI 48230
Registered with this firm since 9/25/2015

Previous Registration(s)
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B
04/01/2014 - 08/26/2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) TROY, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.