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PIERRE STEVEN GEORGE
CRD#: 6221118
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 508 MADISON STREET
HUNTSVILLE, AL 35801
HUNTSVILLE, AL 35801
CETERA INVESTMENT SERVICES LLCCRD#: 15340 508 MADISON STREET
HUNTSVILLE, AL 35801
HUNTSVILLE, AL 35801
0
Disclosures
11
Years of Experience
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State Registrations
B
Alabama 3/25/2015
B
Tennessee 4/19/2016
IA
Alabama 4/4/2016
B
Texas 7/31/2023
B
Florida 11/10/2021
IA
Texas 8/1/2023
B
Georgia 3/25/2015
B
Virginia 4/20/2016
B
Mississippi 7/6/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/20/2015
B
Registered with this firm since 3/25/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/26/2014 - 03/11/2015 | RIDGELAND, MS | |
B | 07/17/2014 - 03/11/2015 | RIDGELAND, MS | |
B | 08/14/2013 - 01/14/2014 | BLOOMINGTON, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.