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JAMES RUSSELL GRAHAM
JAMES R GRAHAM, JAMES RUSSELL GRAHAM III, JAMES GRAHAM
CRD#: 6220682
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 3500 COLONNADE PKWY STE 140
BIRMINGHAM, AL 35243-8303
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (7 years)BNEW ENGLAND SECURITIES (CRD# 615)2014 - 2015 (<1 year)BMETLIFE SECURITIES INC. (CRD# 14251)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Alabama 3/25/2017

B
Mississippi 9/24/2024

IA
Alabama 3/25/2017

B
New Jersey 2/6/2024

B
California 8/30/2021

B
North Carolina 1/7/2022

B
Florida 8/15/2022

B
South Carolina 11/15/2024

B
Georgia 3/25/2017

B
Tennessee 3/25/2017

B
Idaho 1/12/2024

B
Texas 8/16/2021

B
Indiana 3/25/2017

IA
Texas 8/16/2021

B
Kentucky 4/28/2020

B
Virginia 9/30/2024

B
Louisiana 5/3/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
3500 COLONNADE PKWY STE 140, BIRMINGHAM, AL 35243-8303
Registered with this firm since 3/25/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
3500 COLONNADE PKWY STE 140, BIRMINGHAM, AL 35243-8303
Registered with this firm since 3/25/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/16/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) BIRMINGHAM, AL
B
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) BIRMINGHAM, AL
B
08/21/2014 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) BIRMINGHAM, AL
B
06/28/2014 - 08/25/2014 METLIFE SECURITIES INC. (CRD#:14251) BIRMINGHAM, AL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.