• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CECILIA MIGNON RAMOS
CECILIA M RAMOS, CECILIA RAMOS
CRD#: 6219994
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10225 BALBOA BLVD
NORTHRIDGE, CA 91325
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2022 (8 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2013 - 2013 (<1 year)
License(s)

State Registrations

B
California 5/30/2022

IA
California 6/24/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10225 BALBOA BLVD, NORTHRIDGE, CA 91325
Registered with this firm since 6/24/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10225 BALBOA BLVD, NORTHRIDGE, CA 91325
Registered with this firm since 5/30/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/17/2013 - 03/01/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) STUDIO CITY, CA
B
08/15/2013 - 11/01/2013 PRUCO SECURITIES, LLC. (CRD#:5685) SHERMAN OAKS, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.