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Detailed Report
Nole Harris
NOLE EUGENE HARRIS
CRD#: 6219909
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1245 JJ KELLEY MEMORIAL DRIVE
ST LOUIS, MO 63131
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2016 - 2020 (3 years)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BLPL FINANCIAL LLC (CRD# 6413)2020 - 2020 (<1 year)BEDWARD JONES (CRD# 250)2014 - 2016 (1 year)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2013 - 2014 (<1 year)IAEDWARD JONES (CRD# 250)2015 - 2016 (<1 year)
License(s)

State Registrations

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Alabama 12/18/2022
B
Montana 12/18/2022
B
Alaska 12/18/2022
B
Nebraska 12/18/2022
B
Arizona 12/18/2022
B
Nevada 12/18/2022
B
Arkansas 12/18/2022
B
New Hampshire 12/18/2022
B
California 12/18/2022
B
New Jersey 12/18/2022
B
Colorado 12/18/2022
B
New Mexico 12/18/2022
B
Connecticut 12/18/2022
B
New York 12/18/2022
B
Delaware 12/18/2022
B
North Carolina 12/18/2022
B
District of Columbia 12/18/2022
B
North Dakota 12/18/2022
B
Florida 12/18/2022
B
Ohio 12/18/2022
B
Georgia 12/18/2022
B
Oklahoma 12/18/2022
B
Hawaii 12/18/2022
B
Oregon 12/18/2022
B
Idaho 12/18/2022
B
Pennsylvania 12/18/2022
B
Illinois 12/18/2022
B
Rhode Island 12/18/2022
B
Indiana 12/18/2022
B
South Carolina 12/18/2022
IA
Indiana 12/18/2022
B
South Dakota 12/18/2022
B
Iowa 12/18/2022
B
Tennessee 12/18/2022
B
Kansas 12/18/2022
B
Texas 12/18/2022
B
Kentucky 12/18/2022
IA
Texas 12/19/2022
B
Louisiana 12/18/2022
B
Utah 12/18/2022
B
Maine 12/18/2022
B
Vermont 12/18/2022
B
Maryland 12/18/2022
B
Virginia 12/18/2022
B
Massachusetts 12/18/2022
B
Washington 12/18/2022
B
Michigan 12/18/2022
B
West Virginia 12/18/2022
B
Minnesota 12/18/2022
B
Wisconsin 12/18/2022
B
Mississippi 12/18/2022
B
Wyoming 12/18/2022
B
Missouri 12/18/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1245 JJ KELLEY MEMORIAL DRIVE, ST LOUIS, MO 63131
FORT WAYNE, IN, IN
Registered with this firm since 12/18/2022
B
EDWARD JONES (CRD#:250)
1245 JJ KELLEY MEMORIAL DRIVE, ST LOUIS, MO 63131
FORT WAYNE, IN, IN
Registered with this firm since 12/18/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/22/2021 - 12/08/2022 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Fort Wayne, IN
B
 07/22/2021 - 12/08/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
B
 01/17/2020 - 10/05/2020 LPL FINANCIAL LLC (CRD#:6413) AUBURN, IN
IA
 03/11/2016 - 01/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FORT WAYNE, IN
B
 03/11/2016 - 01/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FORT WAYNE, IN
IA
 06/16/2015 - 01/15/2016 EDWARD JONES (CRD#:250) ROANOKE, IN
B
 11/21/2014 - 01/15/2016 EDWARD JONES (CRD#:250) ROANOKE, IN
B
 10/15/2013 - 06/23/2014 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) FORT WAYNE, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.