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James Hutchins Held
JAMES H HELD, James Held
CRD#: 6219473
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5541 SASHABAW ROAD
CLARKSTON, MI 48346
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2015 (2 years)2 FIRMS2017 - 2023 (6 years)2 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
California 4/10/2024

IA
Michigan 1/18/2024

B
Florida 11/10/2024

B
Texas 1/18/2024

B
Michigan 1/18/2024

IA
Texas 1/18/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5541 SASHABAW ROAD, CLARKSTON, MI 48346
Registered with this firm since 1/18/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5541 SASHABAW ROAD, CLARKSTON, MI 48346
Registered with this firm since 1/18/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/06/2023 - 01/10/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUBURN HILLS, MI
B
09/06/2023 - 01/10/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUBURN HILLS, MI
IA
07/24/2017 - 08/25/2023 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) Lake Orion, MI
B
07/13/2017 - 08/25/2023 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) Lake Orion, MI
IA
12/10/2013 - 12/11/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BLOOMFIELD HILLS, MI
B
09/12/2013 - 12/11/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BLOOMFIELD HILLS, MI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.