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Detailed Report
CHAD ANDREW BAXTER
CRD#: 6218834
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Investment Adviser
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Previous Broker
CX INSTITUTIONAL, LLCCRD#: 292627 50 E-Business Way
Suite 100
Cincinnati, OH 45241
Registration History
201620172018201920202021202220232024202520262 FIRMS2018 - 2024 (5 years)IACX INSTITUTIONAL, LLC (CRD# 292627)2024 - Present (<1 year)BMERCER ALLIED COMPANY, L.P. (CRD# 37404)2016 - 2018 (1 year)
License(s)

State Registrations

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Ohio 10/14/2024
Current Registration(s)
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CX INSTITUTIONAL, LLC (CRD#:292627)
50 E-Business Way Suite 100, Cincinnati, OH 45241
2925 Union Street, Lafayette, IN 47904
Registered with this firm since 10/14/2024
Previous Registration(s)
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 06/22/2018 - 11/04/2024 CLARIFY WEALTH MANAGEMENT (CRD#:172355) CINCINNATI, OH
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 06/11/2018 - 02/09/2024 LPL FINANCIAL LLC (CRD#:6413) CINCINNATI, OH
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 06/21/2016 - 05/29/2018 MERCER ALLIED COMPANY, L.P. (CRD#:37404) ALBANY, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.