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Catherine Scott Mitchell
CRD#: 6218731
IA
Investment Adviser
B
Broker
CAPTRUSTCRD#: 175112 4208 SIX FORKS RD
SUITE 1700
RALEIGH, NC 27609
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 4208 SIX FORKS ROAD #1700
RALEIGH, NC 27609
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2019 - Present (6 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2013 - 2019 (5 years)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2014 - 2019 (4 years)
License(s)

State Registrations

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North Carolina 2/5/2019

IA
North Carolina 2/5/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CAPTRUST (CRD#:175112)
4208 SIX FORKS RD SUITE 1700, RALEIGH, NC 27609
Registered with this firm since 2/5/2019

B
CAPFINANCIAL SECURITIES, LLC. (CRD#:126291)
4208 SIX FORKS ROAD #1700, RALEIGH, NC 27609
Registered with this firm since 2/5/2019

Previous Registration(s)
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IA
04/22/2014 - 02/14/2019 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) WILMINGTON, NC
B
09/27/2013 - 02/14/2019 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) WILMINGTON, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.