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Detailed Report
George W Hutchens
GEORGE WILLIAM HUTCHENS
CRD#: 6218631
IA
Investment Adviser
B
Broker
SPCCRD#: 110692 300 PARKLAND PLAZA
ANN ARBOR, MI 48103
SIGMA FINANCIAL CORPORATIONCRD#: 14303 Ann Arbor, MI
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (1 year)3 FIRMS2016 - 2022 (5 years)2 FIRMS2022 - 2022 (<1 year)3 FIRMS2022 - Present (2 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2013 - 2014 (<1 year)
License(s)

State Registrations

B
Michigan 8/29/2022
IA
Michigan 8/29/2022

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
SIGMA FINANCIAL CORPORATION (CRD#:14303)
Ann Arbor, MI
300 PARKLAND PLAZA, ANN ARBOR, MI 48103-9508
Registered with this firm since 8/29/2022
IA
SPC (CRD#:110692)
300 PARKLAND PLAZA, ANN ARBOR, MI 48103
Registered with this firm since 8/29/2022
B
PARKLAND SECURITIES, LLC (CRD#:115368)
Ann Arbor, MI
300 PARKLAND PLAZA, ANN ARBOR, MI 48103
Registered with this firm since 8/29/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/27/2022 - 08/25/2022 LPL FINANCIAL LLC (CRD#:6413) ANN ARBOR, MI
B
 06/27/2022 - 08/25/2022 LPL FINANCIAL LLC (CRD#:6413) ANN ARBOR, MI
IA
 04/19/2016 - 06/06/2022 SPC (CRD#:110692) ANN ARBOR, MI
B
 08/29/2016 - 06/06/2022 PARKLAND SECURITIES, LLC (CRD#:115368) ANN ARBOR, MI
B
 04/12/2016 - 06/06/2022 SIGMA FINANCIAL CORPORATION (CRD#:14303) ANN ARBOR, MI
IA
 07/17/2014 - 06/02/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ANN ARBOR, MI
B
 04/25/2014 - 06/02/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ANN ARBOR, MI
B
 12/03/2013 - 04/24/2014 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.