• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRANDON MICHAEL TRAUB BAILEY
CRD#: 6218195
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 200 S. 108 Ave
Omaha, NE 68154
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2016 - 2022 (5 years)2 FIRMS2022 - Present (2 years)BTD AMERITRADE, INC. (CRD# 7870)2013 - 2022 (9 years)
License(s)

State Registrations

B
Alabama 9/16/2022

B
Montana 9/16/2022

B
Alaska 9/19/2022

B
Nebraska 9/16/2022

B
Arizona 9/16/2022

IA
Nebraska 9/16/2022

B
Arkansas 9/16/2022

B
Nevada 9/26/2022

B
California 9/16/2022

B
New Hampshire 9/16/2022

B
Colorado 9/16/2022

B
New Jersey 9/16/2022

B
Connecticut 9/16/2022

B
New Mexico 9/16/2022

B
Delaware 9/16/2022

B
New York 9/16/2022

B
District of Columbia 9/16/2022

B
North Carolina 9/26/2022

B
Florida 9/16/2022

B
North Dakota 9/16/2022

B
Georgia 9/16/2022

B
Ohio 9/16/2022

B
Hawaii 9/16/2022

B
Oklahoma 9/16/2022

B
Idaho 9/16/2022

B
Oregon 9/22/2022

B
Illinois 9/16/2022

B
Pennsylvania 9/21/2022

B
Indiana 9/16/2022

B
Rhode Island 9/16/2022

B
Iowa 9/16/2022

B
South Carolina 9/16/2022

B
Kansas 9/16/2022

B
South Dakota 9/16/2022

B
Kentucky 9/16/2022

B
Tennessee 9/16/2022

B
Louisiana 9/16/2022

B
Texas 9/16/2022

B
Maine 9/16/2022

B
Utah 9/19/2022

B
Maryland 9/16/2022

B
Vermont 9/16/2022

B
Massachusetts 9/26/2022

B
Virginia 9/21/2022

B
Michigan 9/16/2022

B
Washington 9/16/2022

B
Minnesota 9/16/2022

B
West Virginia 9/26/2022

B
Mississippi 9/16/2022

B
Wisconsin 9/16/2022

B
Missouri 9/16/2022

B
Wyoming 9/16/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
200 S. 108 Ave, Omaha, NE 68154
Registered with this firm since 9/16/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
200 S. 108 Ave, Omaha, NE 68154
Registered with this firm since 9/16/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/13/2016 - 09/26/2022 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) OMAHA, NE
IA
10/13/2016 - 09/26/2022 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
B
07/29/2013 - 09/26/2022 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.