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ALEJANDRO ESPINOZA BRAVO
ALEJANDRO ESPINOZA, Al Espinoza
CRD#: 6218179
IA
Investment Adviser
B
Broker
DIMENSIONAL FUND ADVISORS LPCRD#: 106482 6300 BEE CAVE ROAD
BUILDING ONE
AUSTIN, TX 78746
DFA SECURITIES LLCCRD#: 10292 PALISADES WEST, BUILDING ONE
6300 BEE CAVE ROAD
AUSTIN, TX 78746
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2014 - 2016 (1 year)2 FIRMS2019 - 2021 (2 years)2 FIRMS2022 - Present (2 years)BPIMCO INVESTMENTS LLC (CRD# 154957)2021 - 2022 (1 year)BPACIFIC SELECT DISTRIBUTORS, LLC (CRD# 4452)2016 - 2019 (3 years)BTD AMERITRADE, INC. (CRD# 7870)2013 - 2016 (2 years)
License(s)

State Registrations

B
Texas 9/23/2022

IA
Texas 9/23/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DIMENSIONAL FUND ADVISORS LP (CRD#:106482)
6300 BEE CAVE ROAD BUILDING ONE, AUSTIN, TX 78746
Registered with this firm since 9/23/2022

B
DFA SECURITIES LLC (CRD#:10292)
PALISADES WEST, BUILDING ONE 6300 BEE CAVE ROAD, AUSTIN, TX 78746
Registered with this firm since 9/23/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/20/2021 - 09/14/2022 PIMCO INVESTMENTS LLC (CRD#:154957) Austin, TX
IA
08/05/2019 - 06/01/2021 ADVISORS ASSET MANAGEMENT, INC. (CRD#:46727) BOERNE, TX
B
06/17/2019 - 06/01/2021 ADVISORS ASSET MANAGEMENT, INC. (CRD#:46727) BOERNE, TX
B
06/22/2016 - 06/24/2019 PACIFIC SELECT DISTRIBUTORS, LLC (CRD#:4452) OMAHA, NE
IA
09/30/2014 - 04/08/2016 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) OMAHA, NE
IA
09/30/2014 - 04/08/2016 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
B
08/31/2013 - 04/08/2016 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.