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JEREMIAH PIZANA
CRD#: 6218079
IA
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OSAIC WEALTH, INC.CRD#: 23131 SAN MARCOS, TX
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Disclosures
9
Years of Experience
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State Registrations
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Colorado 10/20/2022
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Texas 7/6/2017
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Florida 10/25/2022
IA
Texas 7/6/2017
B
South Carolina 4/30/2024
SRO Registrations
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Registered with this firm since 7/6/2017
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Registered with this firm since 7/6/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/25/2022 - 06/07/2022 | San Marcos, TX | |
IA | 05/20/2021 - 03/14/2022 | San Marcos, TX | |
IA | 07/20/2016 - 07/06/2017 | SAN MARCOS, TX | |
B | 07/20/2016 - 07/06/2017 | SAN MARCOS, TX | |
IA | 10/19/2015 - 06/24/2016 | San Marcos, TX | |
B | 04/10/2015 - 06/24/2016 | San Marcos, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.