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Detailed Report
YASMIN SOLTANI
CRD#: 6217903
IA
Investment Adviser
B
Broker
THE BALDWIN GROUP WEALTH ADVISORS, LLCCRD#: 312284 2050 MAIN STREET
SUITE 510
IRVINE, CA 92614
EQUITABLE ADVISORS, LLCCRD#: 6627 2050 MAIN STREET
SUITE 510
IRVINE, CA 92614
Registration History
201520162017201820192020202120222023202420252026IATHE BALDWIN GROUP WEALTH ADVIS... (CRD# 312284)2021 - Present (3 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2015 - Present (9 years)IAEQUITABLE ADVISORS, LLC (CRD# 6627)2015 - 2021 (5 years)
License(s)

State Registrations

B
Arizona 4/6/2021
B
Nevada 3/19/2024
B
California 9/1/2015
B
Oregon 1/10/2022
IA
California 6/30/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE BALDWIN GROUP WEALTH ADVISORS, LLC (CRD#:312284)
2050 MAIN STREET SUITE 510, IRVINE, CA 92614
Registered with this firm since 6/30/2021
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
2050 MAIN STREET SUITE 510, IRVINE, CA 92614
Registered with this firm since 8/5/2015
Previous Registration(s)
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IA
 09/03/2015 - 07/01/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.