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Emilio Rios
Emilio G Rios, Emilio Gabriel Rios
CRD#: 6217488
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 20 NORTH WACKER DRIVE
SUITE 3010
CHICAGO, IL 60606
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2017 - 2022 (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2013 - 2017 (4 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2021 - 2022 (<1 year)
License(s)

State Registrations

B
California 11/14/2024

B
Missouri 1/28/2025

B
Florida 11/15/2024

B
New York 11/14/2024

B
Illinois 11/14/2024

B
Ohio 11/14/2024

IA
Illinois 11/14/2024

B
Texas 11/14/2024

B
Indiana 11/14/2024

IA
Texas 11/14/2024

B
Iowa 11/14/2024

B
Utah 11/14/2024

B
Michigan 11/14/2024

B
Wisconsin 11/14/2024

B
Minnesota 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
20 NORTH WACKER DRIVE SUITE 3010, CHICAGO, IL 60606
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
20 NORTH WACKER DRIVE SUITE 3010, CHICAGO, IL 60606
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/16/2024 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Chicago, IL
B
09/16/2024 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Chicago, IL
IA
08/15/2022 - 09/03/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
08/15/2022 - 09/03/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
IA
09/03/2021 - 08/04/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Chicago, IL
B
10/27/2017 - 08/04/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Chicago, IL
B
09/06/2013 - 10/04/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.