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REBEKAH ERIN LASHER
CRD#: 6216381
IA
B
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 11 North Water Street, Suite 21290
MOBILE, AL 36602
MOBILE, AL 36602
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 RSA BATTLEHOUSE TOWER
11 NORTH WATER STREET, STE 21290
MOBILE, AL 36602
11 NORTH WATER STREET, STE 21290
MOBILE, AL 36602
0
Disclosures
10
Years of Experience
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State Registrations
B
Alabama 1/3/2017
IA
Alabama 12/21/2021
SRO Registrations
B
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IA
Registered with this firm since 12/21/2021
B
Registered with this firm since 5/16/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/03/2017 - 12/21/2021 | MOBILE, AL | |
IA | 10/10/2016 - 12/31/2016 | MOBILE, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.