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Detailed Report
AARON JAMES MALARDINO
AARON MALARDINO
CRD#: 6215303
IA
Investment Adviser
B
Broker
CITY NATIONAL SECURITIES, INC.CRD#: 103705 937 Loma Santa Fe Dr
Solana Beach, CA 92075
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2018 - Present (7 years)BUNIONBANC INVESTMENT SERVICES, LLC (CRD# 14455)2016 - 2018 (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2013 - 2016 (3 years)IAUNIONBANC INVESTMENT SERVICES, LLC (CRD# 14455)2017 - 2018 (1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2015 - 2016 (1 year)
License(s)

State Registrations

B
California 3/13/2018
IA
California 3/13/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITY NATIONAL SECURITIES, INC. (CRD#:103705)
937 Loma Santa Fe Dr, Solana Beach, CA 92075
Solana Beach, CA
Registered with this firm since 3/13/2018
B
CITY NATIONAL SECURITIES, INC. (CRD#:103705)
937 Loma Santa Fe Dr, Solana Beach, CA 92075
Solana Beach, CA
Registered with this firm since 3/13/2018
Previous Registration(s)
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IA
 03/29/2017 - 03/12/2018 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) DEL MAR, CA
B
 12/21/2016 - 03/12/2018 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) DEL MAR, CA
IA
 02/03/2015 - 11/22/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN DIEGO, CA
B
 08/02/2013 - 11/22/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.