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TRAVIS LAWRENCE OWENS
TRAVIS OWENS
CRD#: 6211931
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 400
DALLAS, TX 75201
Registration History
20202021202220232024202520262 FIRMS2020 - 2024 (4 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 6/14/2024

B
Missouri 6/14/2024

B
California 6/14/2024

B
Nevada 6/14/2024

B
Colorado 6/14/2024

B
New Mexico 6/14/2024

B
Connecticut 6/14/2024

B
New York 6/14/2024

B
District of Columbia 6/14/2024

B
North Carolina 6/14/2024

B
Florida 6/14/2024

B
Ohio 6/14/2024

B
Georgia 6/14/2024

B
Oregon 6/14/2024

B
Illinois 6/14/2024

B
Pennsylvania 6/14/2024

B
Indiana 2/10/2025

B
Tennessee 6/14/2024

B
Kansas 6/14/2024

B
Texas 6/14/2024

B
Kentucky 6/14/2024

IA
Texas 6/14/2024

B
Maryland 6/14/2024

B
Utah 6/14/2024

B
Massachusetts 6/14/2024

B
Washington 1/7/2025

B
Michigan 6/14/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Registered with this firm since 6/14/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/10/2020 - 06/28/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
05/19/2020 - 06/28/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.