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Benjamin Whittaker Runnells
BENJAMIN W RUNNELLS, BENJAMIN WHITTAKER RUNNELLS, BENJAMIN RUNNELLS
CRD#: 6210481
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 880 CARILLON PARKWAY
SAINT PETERSBURG, FL 33716
SAINT PETERSBURG, FL 33716
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 Safety Harbor, FL
0
Disclosures
11
Years of Experience
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State Registrations
B
Florida 8/29/2018
IA
Florida 8/30/2018
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 9/5/2018
IA
Registered with this firm since 8/30/2018
B
Registered with this firm since 8/29/2018
B
Registered with this firm since 8/29/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/08/2018 - 08/16/2018 | SAN ANTONIO, TX | |
B | 07/08/2013 - 08/16/2018 | TAMPA, FL | |
IA | 08/19/2015 - 01/08/2018 | TAMPA, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.