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ANDREA K FISHER
CRD#: 6207638
IA
B
MORGAN STANLEYCRD#: 149777 105 West View Road
5th Floor
Colchester, VT 05446
5th Floor
Colchester, VT 05446
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Arizona 6/5/2023
B
New Hampshire 11/8/2016
B
California 11/8/2016
B
New Jersey 7/27/2017
B
Colorado 7/27/2017
B
New Mexico 7/6/2017
B
Connecticut 7/27/2017
B
New York 3/22/2017
B
Delaware 8/3/2021
B
North Carolina 7/28/2017
B
Florida 11/8/2016
B
Oregon 3/9/2020
B
Idaho 11/1/2017
B
Pennsylvania 7/27/2017
B
Illinois 8/30/2017
B
South Carolina 7/3/2017
B
Kansas 5/18/2017
B
Tennessee 12/6/2023
B
Kentucky 10/8/2018
B
Texas 7/27/2017
B
Maine 1/24/2017
IA
Texas 3/26/2020
IA
Maine 10/12/2021
B
Utah 10/28/2019
B
Maryland 10/14/2022
B
Vermont 12/4/2015
B
Massachusetts 11/18/2015
IA
Vermont 12/4/2015
B
Michigan 7/27/2017
B
Virginia 9/11/2019
B
Minnesota 6/18/2020
B
Washington 11/12/2019
B
Missouri 7/27/2017
B
Wyoming 3/1/2022
B
Montana 7/27/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 12/4/2015
B
Registered with this firm since 11/18/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/13/2015 - 11/02/2015 | BURLINGTON, VT | |
B | 02/10/2015 - 11/02/2015 | BURLINGTON, VT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.