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NATHAN RIESS WEGMAN
CRD#: 6207581
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 2024 West Henrietta Road
Bldg. 3E
Rochester, NY 14623
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2018 (4 years)2 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
California 3/20/2020

B
New York 4/20/2018

B
Florida 4/20/2018

IA
New York 6/29/2021

B
Indiana 11/18/2021

B
Tennessee 2/12/2025

B
Maryland 8/9/2021

B
Texas 3/12/2020

B
Michigan 4/20/2018

B
Virginia 8/6/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
2024 West Henrietta Road Bldg. 3E, Rochester, NY 14623
Registered with this firm since 4/27/2018

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
2024 West Henrietta Road Bldg. 3E, Rochester, NY 14623
Registered with this firm since 4/20/2018

Previous Registration(s)
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IA
07/29/2013 - 04/24/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ROCHESTER, NY
B
07/11/2013 - 04/24/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ROCHESTER, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.