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Detailed Report
Denise M Axt
Denise Marie Axt, Denise Marie McManus, Denise McManus
CRD#: 6207513
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 8889 Pelican Bay Boulevard
Suite 300
Naples, FL 34108
Registration History
2018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2018 - 2022 (3 years)
License(s)

State Registrations

B
Alabama 5/16/2023
B
Montana 5/16/2023
B
Alaska 10/24/2023
B
Nebraska 5/16/2023
B
Arizona 5/16/2023
B
Nevada 5/16/2023
B
Arkansas 5/16/2023
B
New Hampshire 5/16/2023
B
California 5/16/2023
B
New Jersey 5/16/2023
B
Colorado 5/16/2023
B
New Mexico 5/16/2023
B
Connecticut 5/16/2023
B
New York 5/16/2023
B
Delaware 5/16/2023
B
North Carolina 5/16/2023
B
District of Columbia 5/16/2023
B
Ohio 5/16/2023
B
Florida 5/16/2023
B
Oklahoma 5/16/2023
IA
Florida 5/17/2023
B
Oregon 5/16/2023
B
Georgia 5/16/2023
B
Pennsylvania 5/16/2023
B
Idaho 5/16/2023
B
Puerto Rico 5/16/2023
B
Illinois 5/16/2023
B
Rhode Island 5/16/2023
B
Indiana 5/16/2023
B
South Carolina 5/16/2023
B
Iowa 5/16/2023
B
South Dakota 10/24/2023
B
Kansas 5/16/2023
B
Tennessee 5/16/2023
B
Kentucky 5/16/2023
B
Texas 5/16/2023
B
Louisiana 5/16/2023
IA
Texas 5/16/2023
B
Maine 5/16/2023
B
Utah 10/24/2023
B
Maryland 5/16/2023
B
Vermont 5/16/2023
B
Massachusetts 5/16/2023
B
Virginia 5/16/2023
B
Michigan 5/16/2023
B
Washington 5/16/2023
B
Minnesota 5/16/2023
B
West Virginia 5/16/2023
B
Mississippi 5/16/2023
B
Wisconsin 5/16/2023
B
Missouri 5/16/2023
B
Wyoming 5/16/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108
Registered with this firm since 5/16/2023
B
MORGAN STANLEY (CRD#:149777)
8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108
Registered with this firm since 5/16/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/03/2018 - 07/08/2022 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK CITY, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.