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Detailed Report
Kenneth Edward Moorefield III
KENNETH EDWARD MOOREFIELD
CRD#: 6206386
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 2812 Emerywood Pkwy
Suite 115
Henrico, VA 23294
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 2812 Emerywood Parkway
Suite 115
Henrico, VA 23294
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2024 (10 years)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
California 10/15/2024
B
North Carolina 1/19/2024
B
Colorado 1/19/2024
B
Ohio 1/19/2024
B
District of Columbia 1/19/2024
B
South Carolina 1/19/2024
B
Florida 1/19/2024
B
South Dakota 1/19/2024
B
Indiana 1/19/2024
B
Texas 3/10/2025
B
Iowa 2/14/2024
B
Virginia 1/19/2024
B
Maryland 1/19/2024
IA
Virginia 1/19/2024
B
New Jersey 1/19/2024
B
West Virginia 1/19/2024
B
New York 1/15/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
2812 Emerywood Pkwy Suite 115, Henrico, VA 23294
Registered with this firm since 1/19/2024
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
2812 Emerywood Parkway Suite 115, Henrico, VA 23294
Registered with this firm since 1/19/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/07/2013 - 01/22/2024 EDWARD JONES (CRD#:250) GLEN ALLEN, VA
B
 07/22/2013 - 01/22/2024 EDWARD JONES (CRD#:250) GLEN ALLEN, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.