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KAYLA RYAN MOSLEY
CRD#: 6205522
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
PBIG - SOUTHEAST
ATLANTA, GA 30326
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (<1 year)2 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Alabama 9/2/2015

B
Nebraska 5/3/2024

B
Alaska 5/3/2024

B
Nevada 5/3/2021

B
Arizona 12/1/2020

B
New Hampshire 10/1/2015

B
Arkansas 5/2/2022

B
New Jersey 10/3/2022

B
California 10/1/2015

B
New Mexico 10/1/2015

B
Colorado 10/1/2015

B
New York 10/1/2015

B
Connecticut 1/24/2019

B
North Carolina 10/1/2015

B
Delaware 1/15/2021

B
North Dakota 5/3/2024

B
District of Columbia 5/3/2024

B
Ohio 5/5/2024

B
Florida 10/1/2015

B
Oklahoma 5/2/2022

B
Georgia 8/13/2015

B
Oregon 5/3/2024

IA
Georgia 8/14/2015

B
Pennsylvania 1/15/2021

B
Hawaii 5/3/2024

B
Puerto Rico 5/3/2024

B
Idaho 5/3/2024

B
Rhode Island 5/3/2024

B
Illinois 10/1/2015

B
South Carolina 10/1/2015

B
Indiana 7/16/2019

B
South Dakota 5/3/2024

B
Iowa 5/3/2024

B
Tennessee 10/1/2015

B
Kansas 5/3/2024

B
Texas 10/1/2015

B
Kentucky 10/1/2015

IA
Texas 10/12/2015

B
Louisiana 5/3/2024

B
Utah 5/3/2024

B
Maine 5/3/2024

B
Vermont 5/3/2024

B
Maryland 1/7/2019

B
Virgin Islands 5/3/2024

B
Massachusetts 10/1/2015

B
Virginia 10/1/2015

B
Michigan 5/3/2024

B
Washington 5/3/2024

B
Minnesota 5/3/2024

B
West Virginia 5/3/2024

B
Mississippi 10/1/2015

B
Wisconsin 5/3/2024

B
Missouri 5/3/2024

B
Wyoming 5/3/2024

B
Montana 7/13/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE PBIG - SOUTHEAST, ATLANTA, GA 30326
Registered with this firm since 8/14/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE PBIG - SOUTHEAST, ATLANTA, GA 30326
Registered with this firm since 8/13/2015

Previous Registration(s)
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IA
10/06/2014 - 06/29/2015 EDWARD JONES (CRD#:250) ATLANTA, GA
B
09/09/2014 - 06/29/2015 EDWARD JONES (CRD#:250) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.