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Detailed Report
JONATHAN ALLEN VANDERVEEN
CRD#: 6202925
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 9861 OKEECHOBEE BLVD
WEST PALM BEACH, FL 33411
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2019 (1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
California 8/25/2021
B
Nevada 3/13/2024
B
Colorado 8/25/2021
B
New Jersey 11/8/2021
B
Florida 7/27/2021
B
New Mexico 12/6/2022
IA
Florida 7/27/2021
B
New York 8/25/2021
B
Georgia 8/25/2021
B
North Carolina 4/11/2022
B
Illinois 8/25/2021
B
Pennsylvania 9/27/2021
B
Maryland 1/6/2022
B
South Carolina 8/25/2021
B
Michigan 8/25/2021
B
Tennessee 3/7/2024
B
Mississippi 1/11/2024
B
Virginia 8/25/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
9861 OKEECHOBEE BLVD, WEST PALM BEACH, FL 33411
1615 PALM BEACH LAKES BLVD, WEST PALM BEACH, FL 33401
Registered with this firm since 7/27/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
9861 OKEECHOBEE BLVD, WEST PALM BEACH, FL 33411
1615 PALM BEACH LAKES BLVD, WEST PALM BEACH, FL 33401
Registered with this firm since 7/27/2021
Previous Registration(s)
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IA
 09/19/2017 - 08/16/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BARRINGTON, IL
B
 09/19/2017 - 08/16/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BARRINGTON, IL
IA
 04/12/2016 - 08/07/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MT PROSPECT, IL
B
 03/25/2016 - 08/07/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MT PROSPECT, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.