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Detailed Report
KEVIN MICHAEL QUINLEY
CRD#: 6201390
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1041 S OHIO ST
SALINA, KS 67401
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2021 (6 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 11/12/2024
B
Mississippi 8/11/2021
B
Alaska 9/29/2023
B
Missouri 7/21/2021
B
Arizona 7/21/2021
B
Montana 8/3/2023
B
Arkansas 8/12/2021
B
Nebraska 7/21/2021
B
California 7/21/2021
B
Nevada 7/21/2021
B
Colorado 7/21/2021
B
New Mexico 7/21/2021
B
Connecticut 8/12/2021
B
New York 7/21/2021
B
Florida 7/21/2021
B
Oklahoma 7/21/2021
B
Georgia 7/21/2021
B
Oregon 8/11/2021
B
Hawaii 1/21/2025
B
Pennsylvania 8/12/2021
B
Idaho 10/31/2022
B
South Carolina 7/21/2021
B
Illinois 7/21/2021
B
South Dakota 5/23/2022
B
Indiana 8/12/2021
B
Tennessee 3/29/2022
B
Iowa 7/21/2021
B
Texas 7/21/2021
B
Kansas 7/21/2021
IA
Texas 7/21/2021
IA
Kansas 7/21/2021
B
Virginia 7/21/2021
B
Michigan 9/20/2022
B
Washington 10/31/2022
B
Minnesota 7/21/2021
B
Wyoming 1/21/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1041 S OHIO ST, SALINA, KS 67401
Registered with this firm since 7/21/2021
B
LPL FINANCIAL LLC (CRD#:6413)
1041 S OHIO ST, SALINA, KS 67401
Registered with this firm since 7/21/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/20/2015 - 07/21/2021 WADDELL & REED (CRD#:866) SALINA, KS
B
 02/20/2015 - 07/21/2021 WADDELL & REED (CRD#:866) SALINA, KS
IA
 07/05/2013 - 02/20/2015 FINTEGRA FINANCIAL SOLUTIONS (CRD#:16741) DODGE CITY, KS
B
 06/19/2013 - 02/20/2015 FINTEGRA, LLC (CRD#:16741) DODGE CITY, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.