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Detailed Report
SEAN MUELLER
SEAN PHILLIP MUELLER
CRD#: 6201366
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 101 W BIG BEAVER ROAD
SUITE 705
TROY, MI 48084
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2015 - 2024 (9 years)
License(s)

State Registrations

B
Colorado 12/5/2024
B
Michigan 12/5/2024
B
Delaware 12/5/2024
IA
Michigan 12/5/2024
B
Florida 12/5/2024
B
Missouri 12/5/2024
B
Illinois 12/19/2024
B
Ohio 12/5/2024
B
Kentucky 1/8/2025
B
Pennsylvania 12/19/2024
B
Louisiana 12/5/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
101 W BIG BEAVER ROAD SUITE 705, TROY, MI 48084
Registered with this firm since 12/5/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
101 W BIG BEAVER ROAD SUITE 705, TROY, MI 48084
Registered with this firm since 12/5/2024
Previous Registration(s)
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B
 07/28/2015 - 11/19/2024 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) ANN ARBOR, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.