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Serena Rose Lester
SERENA ROSE BOGACZYK, SERENA ROSE LESTER, Serena Lester
CRD#: 6201139
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 3605 GLENWOOD AVE
STE 400
RALEIGH, NC 27612-4954
STE 400
RALEIGH, NC 27612-4954
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 3605 GLENWOOD AVE
FL 4
RALEIGH, NC 27612
FL 4
RALEIGH, NC 27612
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
Alabama 4/13/2021
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Nebraska 4/13/2021
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Alaska 4/13/2021
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Nevada 4/13/2021
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Arizona 2/17/2021
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New Hampshire 4/13/2021
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Arkansas 2/17/2021
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New Jersey 2/17/2021
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California 2/17/2021
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New Mexico 4/13/2021
B
Colorado 2/17/2021
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New York 2/17/2021
B
Connecticut 2/17/2021
B
North Carolina 2/17/2021
B
Delaware 4/13/2021
IA
North Carolina 2/17/2021
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District of Columbia 4/13/2021
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North Dakota 4/13/2021
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Florida 2/17/2021
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Ohio 2/17/2021
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Georgia 2/17/2021
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Oklahoma 4/13/2021
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Hawaii 4/13/2021
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Oregon 2/17/2021
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Idaho 4/13/2021
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Pennsylvania 2/17/2021
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Illinois 2/17/2021
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Puerto Rico 4/13/2021
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Indiana 4/13/2021
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Rhode Island 4/13/2021
B
Iowa 4/13/2021
B
South Carolina 2/17/2021
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Kansas 4/13/2021
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South Dakota 4/13/2021
B
Kentucky 2/17/2021
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Tennessee 2/17/2021
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Louisiana 4/13/2021
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Texas 2/17/2021
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Maine 4/13/2021
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Utah 2/17/2021
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Maryland 2/17/2021
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Vermont 4/13/2021
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Massachusetts 2/17/2021
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Virgin Islands 4/13/2021
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Michigan 2/17/2021
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Virginia 2/17/2021
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Minnesota 4/13/2021
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Washington 4/13/2021
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Mississippi 2/17/2021
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West Virginia 2/17/2021
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Missouri 2/17/2021
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Wisconsin 4/13/2021
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Montana 4/13/2021
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Wyoming 4/13/2021
SRO Registrations
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B
Registered with this firm since 2/17/2021
IA
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/22/2018 - 02/17/2021 | RICHMOND, VA | |
B | 07/17/2018 - 02/17/2021 | RICHMOND, VA | |
B | 11/29/2017 - 07/09/2018 | CARY, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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